This class is eligible for CLE Passport use. You will be able to select the CLE Passport as your payment method for no additional cost when registering for this course.
Credits: 2.0 general credit hours
Description: Join us for this introductory class as our faculty expert takes a practical approach to the basic concepts of securities law. Those who attend will learn about the following issues and more!
- Basic regulatory scheme
- State ("Blue Sky") laws
- Securities Act basics
- What is a security?
- Section 5
- Exemptions from registration
- Regulation
- Registration process
- Preparation of a registration statement
- SEC staff review processes and timing
While this class is intended for those with little or no experience with securities laws, more experienced practitioners may find it to be a helpful refresher.
Faculty:
William F. Mastrianna, Covington & Burling LLP
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