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REMOTE PROGRAM: FINRA’s Membership Application Program (MAP) for Broker-Dealers: Practical Guidance for Securities, Corporate and M&A Lawyers
Course Number:
C0326BD01W
Original Program Date:
November 5, 2025
Duration:
1 hour
Date:
November 5, 2025 12:00 PM - 1:00 PM ((GMT-05:00) Eastern Time (US & Canada))
Join the D.C. Bar Corporation, Finance and Securities Law Community’s Broker-Dealer Regulation Committee for a free remote program offering practical guidance on FINRA’s Membership Application Program (MAP), including key insights into the application process, timing, and standard of review for new broker-dealer memberships and material changes in ownership or operations. Panelists will explore corporate transactions that may trigger MAP filings, such as restructurings and investments in holding company structures. Don’t miss this opportunity to equip your practice with the resources needed to navigate MAP with confidence.
Pre-registration for this free program is required. As always, please feel free to share this invitation with colleagues. D.C. Bar membership is not required to attend. Non-members will need to create a profile to register.
This remote program will be hosted on the Zoom platform. You will receive access information from D.C. Bar Communities staff the afternoon prior to the program. The Zoom access information should not be shared with other, as registration is required.
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Learn about the D.C. Bar Law Student Community and join for only $25 to attend most individual programs at a discounted rate and learn more about the opportunities. Find out more here.
Sponsored by: Broker-Dealer Regulation Committee of the D.C. Bar Corporation, Finance and Securities Law Community Related Communities of Interest: D.C. Bar Antitrust and Consumer Law Community; D.C. BarEarly Career Lawyers Community; D.C. Bar Government Contracts Community; D.C. BarInternational Law Community; D.C. BarLaw Practice Management Community; D.C. Bar Law Student Community Program Partner: Eversheds Sutherland; Pickard Djinis and Pisarri LLP Speakers:
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