Credits: 2.0 general credit hours
Description: Whether you’re new to securities law or looking for a valuable refresher, this impactful class offers a practical approach to understanding the fundamental concepts of this complex area of practice. Led by an experienced faculty expert, this class demystifies key aspects of securities regulation and provides actionable insights for attorneys at all experience levels. The following are topics this class covers:
- The basic regulatory framework – Understanding the structure of securities laws
- State (“Blue Sky”) laws – How state laws complement federal securities regulation
- Securities Act fundamentals – Key principles and their practical implications
- What qualifies as a security – Clarifying the definition and its significance
- Section 5 – Navigating the core provisions on securities offerings
- Exemptions from registration – Identifying and leveraging exemptions
- Regulation and registration – Exploring the registration process step-by-step
- Drafting a registration statement – Tips for preparing compliant and effective filings
- SEC review process – Insights into timing, procedures, and common pitfalls
Designed with newer practitioners in mind, this course provides a solid foundation for understanding securities law while also serving as a useful refresher for more seasoned attorneys. Don’t miss this opportunity to build your knowledge and confidence in one of the most dynamic and impactful areas of legal practice.
Faculty: William F. Mastrianna, Covington & Burling LLP
Fees: $89 D.C. Bar Community Members, $99 D.C. Bar Members, $109 Government and Nonprofit Attorneys, and $129 Others
The D.C. Bar CLE Program now offers discounted group registration rates! For more information, contact the CLE Office at CLE@dcbar.org or 202-626-3488.
Adding Registration, Please wait...
