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REMOTE PROGRAM: Preparing for the SEC's Amendments to Form N-PORT and Guidance on Open-End Fund Liquidity Risk Management Programs
Course Number:
C0325IM02W
Original Program Date:
November 21, 2024
Duration:
1 hour
Date:
November 21, 2024 12:00 PM - 1:00 PM ((GMT-05:00) Eastern Time (US & Canada))
Join the D.C. Bar Corporation, Finance and Securities Law Community Investment Management Committee for a discussion on the U.S. Securities and Exchange Commission’s (SEC) recently adopted amendments to Form N-PORT. This session will cover the SEC’s latest guidance on open-end fund liquidity risk management programs. Attendees will gain an understanding of the legal framework regarding these developments, as well as the practical implementation implications. Don’t miss this chance to deepen your understanding of these critical regulatory changes.
This is a free program, pre-registration for this program is required. As always, please feel free to share this invitation with colleagues. D.C. Bar membership is not required to attend. Non-members will need to create a profile to register.
This remote program will be hosted on the Zoom platform. You will receive access information from D.C. Bar Communities staff the afternoon prior to the program. The Zoom access information should not be shared with other, as registration is required.
Renew or join Communities to receive the best discount on registration. Click here to log in and join Communities.
Learn about the D.C. Bar Law Student Community and join for only $25 to attend most individual programs at a discounted rate and learn more about the opportunities. Find out more here. Sponsored by:Investment Management Committee of theD.C. BarCorporation, Finance and Securities Law Community Related Communities of Interest:D.C. Bar Administrative Law and Agency Practice Community; D.C. Bar Taxation Community Program Partner:Seward & Kissel LLP Speakers:
Kenneth Fang, Associate General Counsel, Investment Company Institute
Dana Pak, Vice President, AllianceBernstein
Paul Miller, Partner, Seward & Kissel LLP (Moderator)
Free Registration Required
Early Registration
Standard
Non-Member
N/A
$0.00
Program Partner
Early Registration
Standard
Non-Member
N/A
$550.00
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