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On-Demand

ON DEMAND: FinCEN, SEC and CFTC FinTech Enforcement Priorities Under the Biden Administration


Course Number: C0322FT01O
Original Program Date: July 12, 2021
Duration: 1 hour 11 minutes
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Category: Communities, Corporation, Finance and Securities Law, Law Student Community
Category: Communities, Corporation, Finance and Securities Law, Law Student Community (show less)
Credit: 0 Credit Hours

FinTech innovations continue to explode across the world. In the centralized arena, banks (new and old) and other financial institutions are offering new crypto-based services. And in the decentralized arena, more and more retail and institutional investors are exploring increasingly innovative opportunities. These developments are in addition to a proliferation of new trading, investment and peer-to-peer payment apps. In this world of rapid change, it can be unclear how regulators are viewing the role of enforcement in the FinTech space. At this panel, we will hear from the Enforcement Directors at the SEC and CFTC about the enforcement priorities of their respective agencies under the Biden Administration.

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Sponsored by: FinTech Regulation & Enforcement Committee and Securities Enforcement Committee of the D.C. Bar Corporation, Finance and Securities Law Community

Co-sponsored by: Derivatives and Futures Law Committee of the D.C. Bar Corporation, Finance and Securities Law Community
Related Community of Interest: D.C. Bar Law Student Community

Speakers:

  • Alessio Evangelista, FinCEN
  • Melissa Hodgman, SEC
  • Vince McGonagle, CFTC
  • Petal Walker, WilmerHale, LLP (Moderator)
Your PriceStandard
Non-Member$60.00
Corporation, Finance & Securities Law$20.00
D.C. Bar Member$40.00
D.C. Bar Premium Community Member$0.00
Law Student Community$15.00
Government AttorneyStandard
Non-Member$20.00
Non Profit AttorneyStandard
Non-Member$20.00

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