ON DEMAND: Preparing for the SEC's Amendments to Form N-PORT and Guidance on Open-End Fund Liquidity Risk Management Programs

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ON DEMAND: Preparing for the SEC's Amendments to Form N-PORT and Guidance on Open-End Fund Liquidity Risk Management Programs

Course Number:

C0325IM02O

Original Program Date:

November 21, 2024

Duration:

1 hour

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Category: Communities, Administrative Law and Agency Practice, Corporation, Finance and Securities Law ... (show more)

Category: Communities, Administrative Law and Agency Practice, Corporation, Finance and Securities Law, Taxation (show less)

Credit: 0 CLE Credit Hours

Join the D.C. Bar Corporation, Finance and Securities Law Community Investment Management Committee for a discussion on the U.S. Securities and Exchange Commission’s (SEC) recently adopted amendments to Form N-PORT. This session will cover the SEC’s latest guidance on open-end fund liquidity risk management programs. Attendees will gain an understanding of the legal framework regarding these developments, as well as the practical implementation implications. Don’t miss this chance to deepen your understanding of these critical regulatory changes.

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Sponsored by: Investment Management Committee of the D.C. Bar Corporation, Finance and Securities Law Community
Related Communities of Interest: D.C. Bar Administrative Law and Agency Practice Community; D.C. Bar Taxation Community
Program Partner: Seward & Kissel LLP

Speakers:

Kenneth Fang, Associate General Counsel, Investment Company Institute
Dana Pak, Vice President, AllianceBernstein
Paul Miller, Partner, Seward & Kissel LLP (Moderator)

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