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ON DEMAND: Preparing for the SEC's Amendments to Form N-PORT and Guidance on Open-End Fund Liquidity Risk Management Programs
Join the D.C. Bar Corporation, Finance and Securities Law Community Investment Management Committee for a discussion on the U.S. Securities and Exchange Commission’s (SEC) recently adopted amendments to Form N-PORT. This session will cover the SEC’s latest guidance on open-end fund liquidity risk management programs. Attendees will gain an understanding of the legal framework regarding these developments, as well as the practical implementation implications. Don’t miss this chance to deepen your understanding of these critical regulatory changes.
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Learn about the D.C. Bar Law Student Community and join for only $25 to attend most individual programs at a discounted rate and learn more about the opportunities. Find out more here. Sponsored by:Investment Management Committee of theD.C. BarCorporation, Finance and Securities Law Community Related Communities of Interest:D.C. Bar Administrative Law and Agency Practice Community; D.C. Bar Taxation Community Program Partner:Seward & Kissel LLP Speakers:
Kenneth Fang, Associate General Counsel, Investment Company Institute
Dana Pak, Vice President, AllianceBernstein
Paul Miller, Partner, Seward & Kissel LLP (Moderator)
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